Areas of Expertise

Mr. Bequette can address issues such as Suitability, Churning, Turnover Velocity, Margin, Options, Disclosure Issues, Selling Away, Fraud, Manipulation, Misrepresentation and other matters involving stocks, bonds, mutual funds, UITs, partnerships, private placements and other securities.

Many law firms have chosen to use his total expertise and experience by having Mr. Bequette review and investigate the entire case, prior to any formal filings or submitting a response.

Mr. Bequette's intimate knowledge of the workings of the securities industry, his ability to analyze products, performance, materials and the appropriate application of rules and regulations allow him to identify and articulate strengths and weaknesses of cases, enabling counsel to respond accordingly.

The results are more accurate and targeted filings, producing savings to both clients and their attorneys.

Mr. Bequette would be pleased to provide attorney and other references on request.